NOVEMBER iCAS Newsletter Issue 46/2017

The Guidelines cover national competent authorities ("NCAs") supervision of investment firms' compliance functions, particularly how those functions carry out risk assessments, monitor compliance obligations, report to senior management and fulfil their advisory role. 

04 December 2017


MARCH iCAS Newsletter Issue 09/2018
The European Banking Authority ("EBA") launched a consultation on its Guidelines for credit institutions on how to effectively manage non-performing exposures...
12 March 2018
MARCH iCAS Newsletter Issue 08/2018
The European Banking Authority (EBA) launched today a new web page including the tools to access its data point model...
05 March 2018
FEBRUARY iCAS Newsletter Issue 07/2018
The European Securities and Markets Authority ("ESMA") is launching its Interactive single rulebook, which is a new service for market participants...
02 March 2018
FEBRUARY iCAS Newsletter Issue 06/2018
The European Supervisory Authorities ("ESAs") for securities ("ESMA"), banking ("EBA"), and insurance and pensions ("EIOPA") have issued a pan-EU warning...
02 March 2018
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