NOVEMBER iCAS Newsletter Issue 46/2017


The Guidelines cover national competent authorities ("NCAs") supervision of investment firms' compliance functions, particularly how those functions carry out risk assessments, monitor compliance obligations, report to senior management and fulfil their advisory role. 

04 December 2017

Publications


OCTOBER iCAS Newsletter Issue 37/2018
The Governing Council agreed to maintain the current monetary policy stance at its September monetary policy meeting. 
15 October 2018
OCTOBER iCAS Newsletter Issue 36/2018
The aim of the European Central Bank ("ECB") Macroprudential Bulletin is to raise awareness of macroprudential policy issues in the euro...
08 October 2018
SEPTEMBER iCAS Newsletter Issue 35/2018
The Financial Conduct Authority ("FCA") has published a Decision Notice Concerning Linear Investments Limited.
02 October 2018
SEPTEMBER iCAS Newsletter Issue 34/2018
The European Securities and Markets Authority ("ESMA") in a study carried out on data reported under EMIR, finds that funds...
25 September 2018
Copyright © 2018 K.Treppides & Co Ltd
Handcrafted Design and Development by Bevisible