Proactive Compliance Support for Evolving Regulatory Requirements
Regulatory Compliance and AML Compliance Support and Advisory Services
360 compliance support services that are tailored to the needs and preferences of your unique needs.
From ongoing compliance advisory to regulatory reporting and AML support, we help organisations strengthen compliance processes, manage regulatory obligations, and operate with confidence in a constantly evolving regulatory environment.
Navigating Regulatory Complexity with Confidence
We are committed to providing services to firms that aim to stay on track and proactively address compliance risks that could potentially impact their day-to-day operations, while also contributing to the achievement of their strategic goals in an environment of constantly evolving regulations.
Our approach focuses on delivering practical, risk-based compliance support tailored to the specific operational and regulatory needs of each organisation.
We have extensive experience across a broad range of industries
With a strong focus on technology-driven and regulated sectors, including:
How We Can Support You
Compliance Support and Advisory Services
01
Update on any new or upcoming legislation and assistance in the design and development of corresponding gap analysis and action plans required.
02
Update on reporting obligations towards competent authorities, including the assistance in review and/or preparation of the required deliverables.
03
Assist with the design and development of internal policies and procedures for Regulatory Compliance and AML Compliance purposes.
04
Assist with the design and development of Regulatory and AML Compliance Annual Monitoring Programmes and provide the necessary support and advice for its implementation.
05
Advise in relation to the suitability of candidates and their preparation for interviews and/or regulatory investigations, organisational changes and needs of staff training.
06
Advise on compliance procedures and communication that enhance the relationship with regulators building and a relationship of trust and credibility.
08
Provide training or onsite assistance in the implementation of the required controls by the firm.
Compliance Health Check Audits
Can be performed on a full scope or on specific thematic areas over the procedures followed by firms, to assess compliance level as well as to recommend and/or assist on implementation of an action plan for the purposes of full compliance with the relevant legal framework.AML Health Check Audits
The goal is to evaluate the level of the firm's compliance with the AML and KYC requirements in place through the issuance of reports and/or confirmations on the adequacy and effectiveness of procedures in place, as well as to recommend and/or assist on implementation of an action plan for the purposes of full compliance with the relevant legal framework.
Get in touch
Maria Sourmeli
Executive Director
