AML and KYC Compliance: EU Framework and Effective Practices

Date
17/10/2024
Time
09:00-15:00
Price
€EUR 119 (including VAT)
Available Seats
20
CPDs
5

Introduction

In today’s rapidly evolving financial landscape, the significance of Anti-Money Laundering (AML) and Combating Terrorist Financing (CFT) compliance is paramount. This seminar is designed to equip professionals with the latest knowledge, tools, and strategies to effectively manage AML and KYC compliance within their organizations.

Join us for an in-depth discussion over the key regulatory requirements, risk assessment methodologies, and practical implementation of AML and KYC matters in the context of a Cyprus Investment Firm (CIF) authorisation. Our expert speakers will discuss the latest regulatory updates, upcoming developments, requirements and challenges over customer due diligence, effective monitoring and reporting.

Participants will gain valuable insights and practical skills to enhance their compliance programs and mitigate risks. Don’t miss this opportunity to stay ahead in the world of AML and KYC compliance.

Key Points Covered

  • Regulatory Framework and regulatory updates
  • Upcoming developments
  • Organisational Requirements
  • Risk-Based Approach to AML and KYC
  • Customer Identification and Due Diligence Procedures
  • Construction of Economic Profile and Ongoing Monitoring
  • Recognition of Suspicious Transactions and Reporting
  • Training and Awareness

Training objectives

Upon completion of the seminar, the participants will be in a position, among others, to:

  • To obtain a deeper understanding on the AML requirements and the expectations of the Cyprus Securities and Exchange Commission (CySEC).
  • To get an awareness of the latest updates on the matter and key upcoming developments.
  • To be able to ensure that the required policies and procedures, regarding the above mentioned subject matters are in place and are appropriate and proportionate in relation to the scale, size, and nature of the firm’s business activity.

The program is ideal for:

  • Board of Directors members, including the AML Director
  • AML Compliance Officers
  • Senior Management Officials
  • Other Control Functions (e.g. Internal Auditors, Risk Managers)
  • Any other staff members who are interested in AML matters

Speakers

Maria Sourmeli

Maria Sourmeli is a Director in the International Compliance and Advisory Services Department of K. Treppides & Co Ltd and a member of the Board of Directors since 2018. She is a holder of Advanced and AML certifications of the Cyprus Securities and Exchange Commission for the provision of investment services and activities. Maria Sourmeli holds a BA in Business Administration and an MA in Finance. She has extensive experience in compliance procedures and requirements for regulated entities on a global basis. She leads the International Compliance and Advisory Department of the firm and supervises the compliance functions of financial institutions in Cyprus and the provision of consulting services in relation to regulatory and anti-money laundering compliance, as well as regulatory reporting matters for EU based financial institutions. Maria Sourmeli has over 20 years of experience in relation to the regulations on EU level as well as other licensed activities in Cyprus and abroad. She is also presenting seminars and training courses internally and to financial institutions.

Christina Panayiotou

Christina Panayiotou is a Principal in the International Compliance and Advisory Services Department of K. Treppides & Co Ltd and a member of the Board of Management since 2021 and of the Board of Directors since 2023. She holds a BSc in Public Administration and Business Administration and an MSc in Finance. She is also a holder of the Advanced and AML certifications of the Cyprus Securities and Exchange Commission for the provision of investment services and activities. She has more than 10 years of experience in the financial services industry in Cyprus and EU, including the presentation of seminars and training courses. She has substantial knowledge of the operational and regulatory requirements as well as the legislation which governs the operations of investment firms, alternative investment funds and alternative investment fund managers in Cyprus. Throughout her experience, she is supervising the compliance functions of investment firms in Cyprus and the provision of compliance and anti-money laundering compliance consulting services in relation to compliance and regulatory matters.

Register for the Seminar

If you wish the invoice to be issued on a Company, or for registration of more than one participants, please fill in the form here

Speakers

Maria Sourmeli

Maria Sourmeli is a Director in the International Compliance and Advisory Services Department of K. Treppides & Co Ltd and a member of the Board of Directors since 2018. She is a holder of Advanced and AML certifications of the Cyprus Securities and Exchange Commission for the provision of investment services and activities. Maria Sourmeli holds a BA in Business Administration and an MA in Finance. She has extensive experience in compliance procedures and requirements for regulated entities on a global basis. She leads the International Compliance and Advisory Department of the firm and supervises the compliance functions of financial institutions in Cyprus and the provision of consulting services in relation to regulatory and anti-money laundering compliance, as well as regulatory reporting matters for EU based financial institutions. Maria Sourmeli has over 20 years of experience in relation to the regulations on EU level as well as other licensed activities in Cyprus and abroad. She is also presenting seminars and training courses internally and to financial institutions.

Christina Panayiotou

Christina Panayiotou is a Principal in the International Compliance and Advisory Services Department of K. Treppides & Co Ltd and a member of the Board of Management since 2021 and of the Board of Directors since 2023. She holds a BSc in Public Administration and Business Administration and an MSc in Finance. She is also a holder of the Advanced and AML certifications of the Cyprus Securities and Exchange Commission for the provision of investment services and activities. She has more than 10 years of experience in the financial services industry in Cyprus and EU, including the presentation of seminars and training courses. She has substantial knowledge of the operational and regulatory requirements as well as the legislation which governs the operations of investment firms, alternative investment funds and alternative investment fund managers in Cyprus. Throughout her experience, she is supervising the compliance functions of investment firms in Cyprus and the provision of compliance and anti-money laundering compliance consulting services in relation to compliance and regulatory matters.
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